Compliance Officer: Affluent Market
SANLAM
Who are we? Sanlam is a leading Financial Services Institution, which provides services in the fields of Individual Life Insurance, Group Life Insurance, Unit Trusts and Asset Management. To give substance to its objective to be fully-fledged Namibian Insurer, Sanlam is increasingly introducing greater financial and technical expertise. What will you do? The operational planning, implementing and overseeing compliance-related functions. Facilitating, creating and coordinating proper reporting channels for compliance issues. Coordinating and scheduling compliance training and act as a channel of communication to receive and direct compliance issues to and from appropriate resources. To plan, implement, monitor, report and co-ordinate all compliance related duties to and for the relevant business units. What will make you successful in this role? Develop, review, implement, monitor and report on Sanlam Personal Portfolios Compliance SOP’s, policies and guidelines. Facilitate enquiries from group compliance, auditors, the regulator, NAMPOL and activate changes where risks were identified. Develop, implement and report on Sanlam Personal Portfolios annual action plans, operational focus areas, FIA plans and risk registers. Monitor and report on risk, compliance and operational issues. Delegate/coordinate...
Namibia : Zambezi
2022-12-27
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